Mona Chau Ping Li
李秋萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mona Chau Ping Li (李秋萍), CE reference ABH987. Currently licensed at 2 firm(s): Fulbright Futures Limited, Fulbright Securities Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-29 | present |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-07 | present |
| Promising Securities Company Limited 昌盛證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-02 | 2005-04-07 |
| Promising Securities Company 昌盛證券公司 |
Rep | Type 1 — Dealing in securities | present | 2004-01-02 |
| Promising Securities Company 昌盛證券公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-24 |
| Promising Securities Company 昌盛證券公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-24 |
| Promising Securities Company 昌盛證券公司 |
Rep | Type 9 — Asset management | present | 2003-12-24 |