Sam Hing Sum Chan
陳卿森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sam Hing Sum Chan (陳卿森), a licensed former licensee with CE reference AAA516. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Promising Securities Company Limited 昌盛證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-01-02 | 2013-09-15 |
| Promising Securities Company 昌盛證券公司 |
RO | Type 1 — Dealing in securities | present | 2004-01-02 |
| Promising Securities Company 昌盛證券公司 |
RO | Type 4 — Advising on securities | present | 2003-08-20 |
| Promising Securities Company 昌盛證券公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-08-20 |
| Promising Securities Company 昌盛證券公司 |
RO | Type 9 — Asset management | present | 2003-08-20 |