Yiu Fai Shum
沈耀輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Fai Shum (沈耀輝), a licensed former licensee with CE reference ATW536. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Promising Securities Company Limited 昌盛證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-05-24 | 2021-07-31 |
| Promising Securities Company Limited 昌盛證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-27 | 2017-05-24 |
| Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-20 | 2016-02-29 |