Guangdong Capital Securities Limited
粵資證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guangdong Capital Securities Limited (粵資證券有限公司), a Hong Kong-based licensed corporation with CE reference BRD434. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 3 (total recorded over time: 4). Earliest licence on file: 2021-09-06.
- Category:
-
Sell side · Brokerage ?
- Registered address:
- Unit 04 on 19th Floor, Saxon Tower, No. 7 Cheung Shun Street, Lai Chi Kok, Kowloon
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2021-09-06 | present |
| Type 4 - Advising on securities | 2021-09-06 | present |
| Type 9 - Asset management | 2021-09-06 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (4)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ka Ying Li 李家盈 | RO 1, 4, 9 | 2021-09 | Present |
| Chi Ho Yim 嚴志豪 | RO 1, 4, 9 | 2023-08 | Present |
| Ruidong Nie 聶瑞東 | Rep 1, 4, 9 | 2024-05 | Present |
| Jacqueline Yu Fong Jang 張汝芳 | RO 1, 4, 9 | 2021-09 | 2023-08 |
Showing 1–4 of 4
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