Ninth Eternity Securities Asia Limited

九久證券亞洲有限公司
CE No. BPU494 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ninth Eternity Securities Asia Limited (九久證券亞洲有限公司), a Hong Kong-based licensed corporation with CE reference BPU494. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 2 (total recorded over time: 5). Earliest licence on file: 2020-10-16.

Formerly known as:
Ninth Eternity Capital HK Limited 九久創投香港有限公司 (until 2023-05-23)
Category:
Sell side · Brokerage ?
Registered address:
Room 909, 9/F, OfficePlus@Prince Edward, 794-802 Nathan Road, Prince Edward, Kowloon
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2020-10-16 present
Type 4 - Advising on securities 2020-10-16 present
Type 9 - Asset management 2022-10-21 present

Licensed staff trend

- Total licensed staff, all activities

Licensed staff (all-time) (5)

Active on date
Name Activities First licensed To
Chu Chau Kuet 闕珠州 RO 1, 4, 9 2022-02 Present
Junhui Zhang 張軍輝 RO 1, 4, 9 2023-01 Present
Yan Wing Chang 張潤榮 RO 1, 4, 9 2020-10 2023-04
Man Sin Chan 陳敏倩 Rep 1, 4 2022-04 2022-12
Chi Lam Lam 林智霖 RO 1, 4 2020-10 2021-12
Showing 1–5 of 5

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 - 947 staff - 3 shared activity types - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 928 staff - 3 shared activity types - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 846 staff - 3 shared activity types - 華泰金融控股(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 - 467 staff - 3 shared activity types - 招商證券(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 - 442 staff - 3 shared activity types - 光大證券投資服務(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 - 422 staff - 3 shared activity types - 宏利投資管理(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 - 318 staff - 3 shared activity types - 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 - 271 staff - 3 shared activity types - 瑞穗證券亞洲有限公司

Related