ADV Partners Limited

CE No. BNU944 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ADV Partners Limited (), a Hong Kong-based licensed corporation with CE reference BNU944. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 4 (total recorded over time: 8). Earliest licence on file: 2020-02-18.

Registered address:
Unit 714, 7/F, Core F, Cyberport 3, 100 Cyberport Road, Cyberport
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2020-02-18 present
Type 4 - Advising on securities 2020-02-18 present

Licensed staff trend

- Total licensed staff, all activities

Licensed staff (all-time) (8)
Active on date

Name Activities First licensed To
Bradley Dean Landes RO 1, 4 2020-02 Present
Kenichi Shu 朱健一 RO 1, 4 2020-02 Present
Hip Ning Kwan 關協寧 Rep 1, 4 2023-03 Present
Panayotis John Malliris Rep 1, 4 2021-11 Present
Chun Kit Chan 陳駿杰 Rep 1, 4 2021-09 2022-04
Jinho Kim Rep 1, 4 2021-10 2022-09
Joshua Lee van Dyke Rep 1, 4 2021-09 2025-02
Xiaolan Xu 徐曉嵐 Rep 1, 4 2021-06 2025-05
Showing 1–8 of 8

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 - 1654 staff - 2 shared activity types - 中國國際金融香港證券有限公司

CLSA Limited

CE AAB893 - 1391 staff - 2 shared activity types - 中信里昂證券有限公司

Morgan Stanley Asia Limited

CE AAD291 - 910 staff - 2 shared activity types - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 896 staff - 2 shared activity types - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 851 staff - 2 shared activity types - 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 - 545 staff - 2 shared activity types - 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 - 461 staff - 2 shared activity types - 花旗環球金融亞洲有限公司

KGI Asia Limited

CE BKJ214 - 438 staff - 2 shared activity types - 凱基證券亞洲有限公司

Related