Xiaolan Xu
徐曉嵐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaolan Xu (徐曉嵐), a licensed former licensee with CE reference BAB245. This person has 9.1 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ADV Partners Limited |
Rep | Type 4 - Advising on securities | 2021-10-19 | 2025-05-08 |
| ADV Partners Limited |
Rep | Type 1 - Dealing in securities | 2021-06-17 | 2025-05-08 |
| China Vered Securities Limited 中薇證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-02-21 | 2018-05-11 |
| China Vered Securities Limited 中薇證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-02-21 | 2018-05-11 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-07-13 | 2018-02-21 |
| China Vered Securities Limited 中薇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-14 | 2018-05-11 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2014-08-06 | 2016-01-19 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2014-08-06 | 2016-01-19 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2014-08-06 | 2016-01-19 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-14 | 2014-06-03 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-08-14 | 2014-06-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaolan Xu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.