CN First Investment Management Limited
中一投資管理有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CN First Investment Management Limited (中一投資管理有限公司), a Hong Kong-based licensed corporation with CE reference BNJ579. Currently licensed for regulated activity type(s) 9 - Asset management. Current licensed staff on file: 2 (total recorded over time: 6). Earliest licence on file: 2019-01-23.
- Category:
- Registered address:
- 9 Floor Hua Qin International Building, No. 340 Queen's Road Central, Sheung Wan
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 9 - Asset management | 2019-01-23 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (6)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kunyao Huang 黃坤耀 | RO 9 | 2022-12 | Present |
| Thomas Eng Chee Tey | RO 9 | 2019-01 | Present |
| Kam Tim Lau 劉錦添 | RO 9 | 2019-01 | 2022-09 |
| Samson Andrew Sze Sing Lew 廖思聖 | Rep 9 | 2021-06 | 2021-10 |
| Yuet Kwan Wong 黃月君 | Rep 9 | 2019-08 | 2024-07 |
| Yumin Zhang 張玉敏 | Rep 9 | 2020-01 | 2020-03 |
Showing 1–6 of 6
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 910 staff - 1 shared activity type - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 896 staff - 1 shared activity type - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 851 staff - 1 shared activity type - 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 - 434 staff - 1 shared activity type - 光大證券投資服務（香港）有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 408 staff - 1 shared activity type - 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 404 staff - 1 shared activity type - 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 - 324 staff - 1 shared activity type - 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 269 staff - 1 shared activity type - 瑞穗證券亞洲有限公司