W. Falcon Asset Management (Asia) Limited
年興行資產管理(亞洲)有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for W. Falcon Asset Management (Asia) Limited (年興行資產管理(亞洲)有限公司), a Hong Kong-based licensed corporation with CE reference BCG591. Current licensed staff on file: 0 (total recorded over time: 20). Earliest licence on file: 2014-07-17.
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2014-07-17 | 2019-02-02 |
| Type 4 - Advising on securities | 2014-07-17 | 2019-02-02 |
| Type 9 - Asset management | 2014-07-17 | 2019-02-02 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (20)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Lok Wai Cheng 鄭洛煒 | RO 1, 4 Rep 1, 4 | 2014-08 | 2018-01 |
| Yau Kan Ng 吳有根 | Rep 1, 4 | 2016-08 | 2017-11 |
| Elly Wai Chi Tam 譚慧慈 | Rep 1, 4, 9 | 2017-06 | 2017-11 |
| Cheuk Wai Tang 鄧灼煒 | Rep 1, 4, 9 | 2016-12 | 2017-11 |
| Pui King Yip 葉佩琼 | Rep 1, 4, 9 | 2016-11 | 2017-11 |
| Alfred Teck Chit Wong 王德捷 | RO 4, 9 | 2017-03 | 2017-11 |
| Hing Man Hung 孔慶文 | RO 1, 4, 9 | 2016-09 | 2017-11 |
| Ho Fai Leung 梁昊輝 | Rep 1, 4 | 2016-04 | 2017-02 |
| Ronald Hiu Fai Sung 宋曉輝 | RO 9 Rep 9 | 2015-02 | 2016-11 |
| Simon Luk 陸東全 | RO 9 | 2014-07 | 2016-11 |
| Cindy Yun Cheung 張潤 | Rep 1, 4 | 2016-05 | 2016-10 |
| Yuk Chiu Lam 林育超 | RO 1, 4 Rep 1 | 2016-03 | 2016-09 |
| Youjin Su 蘇友金 | Rep 4, 9 | 2014-08 | 2016-06 |
| Thomas Hon Cheung Jor 左翰鏘 | Rep 1 | 2014-11 | 2016-05 |
| Wen-Chung Chen 陳文聰 | RO 1, 4, 9 Rep 1, 4, 9 | 2014-10 | 2016-05 |
| Victor Wing Tai Lai 黎榮泰 | Rep 1, 4, 9 | 2015-07 | 2016-04 |
| Chi Wing Pak 白志頴 | RO 1, 4 Rep 1, 4 | 2015-02 | 2015-12 |
| Hiu Man Wu 鄔曉敏 | RO 1, 4 Rep 9 | 2014-07 | 2015-05 |
| Williams Chung Yin Tung 童忠賢 | RO 1, 4, 9 | 2014-07 | 2015-03 |
| Shuk Wa Summy Ngai 魏淑華 | Rep 1 | 2014-08 | 2015-02 |
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