Yau Kan Ng
吳有根
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yau Kan Ng (吳有根), a licensed former licensee with CE reference ANJ863. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-01 | 2017-11-30 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-01 | 2017-11-30 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-22 | 2013-11-16 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-05 | 2013-08-15 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-21 | 2010-08-14 |