Elly Wai Chi Tam
譚慧慈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Elly Wai Chi Tam (譚慧慈), a licensed former licensee with CE reference ABS460. This person has 19.2 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GEO Securities Limited 智易東方證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-08-22 | 2022-07-04 |
| GEO Securities Limited 智易東方證券有限公司 |
RO | Type 4 - Advising on securities | 2018-08-22 | 2022-07-04 |
| GEO Securities Limited 智易東方證券有限公司 |
RO | Type 9 - Asset management | 2018-08-22 | 2022-07-04 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-19 | 2018-08-22 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-12-19 | 2018-08-22 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-21 | 2017-11-24 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-21 | 2017-11-24 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2017-06-21 | 2017-11-24 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-06-01 | 2017-06-08 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-06-01 | 2017-06-08 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-05-31 |
| Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-05-31 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-05 |
| Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-02-05 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-05 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-05 |
| Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Elly Wai Chi Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.