Auspicious Capital Management Limited
喜兆資產管理有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Auspicious Capital Management Limited (喜兆資產管理有限公司), a Hong Kong-based licensed corporation with CE reference BBS884. Currently licensed for regulated activity type(s) 9 - Asset management. Current licensed staff on file: 4 (total recorded over time: 11). Earliest licence on file: 2013-11-22.
- Category:
-
Buyside · Hedge fund ?
- Registered address:
- Unit 2101 21/F, Tower 6 The Gateway, 9 Canton Road, Tsim Sha Tsui
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 9 - Asset management | 2013-11-22 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (11)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Meng Lee Tan 陳名禮 | RO 9 Rep 9 | 2019-05 | Present |
| Chuang Wang 王闖 | RO 9 | 2013-11 | Present |
| Beth Zan 昝诗诗 | Rep 9 | 2026-04 | Present |
| Banruo Zhang 张般若 | Rep 9 | 2020-03 | Present |
| Chenxi Xu 胥晨曦 | Rep 9 | 2019-12 | 2021-01 |
| Hak Sun Li | Rep 9 | 2019-06 | 2019-10 |
| Pak Kin Tai 戴伯乾 | RO 9 Rep 9 | 2019-05 | 2019-10 |
| Yuanlin Lang 郎媛琳 | RO 9 Rep 9 | 2014-05 | 2019-07 |
| Lap San Raymond Chan 陳立燊 | RO 9 | 2016-09 | 2018-05 |
| Haiting Peng 彭海婷 | Rep 9 | 2014-06 | 2015-02 |
| Tsuyoshi Shiba 司馬毅 | RO 9 | 2013-11 | 2014-07 |
Showing 1–11 of 11
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 928 staff - 1 shared activity type - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 927 staff - 1 shared activity type - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 1 shared activity type - 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 - 438 staff - 1 shared activity type - 光大證券投資服務（香港）有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 425 staff - 1 shared activity type - 招商證券(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 408 staff - 1 shared activity type - 宏利投資管理(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 - 317 staff - 1 shared activity type - 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 273 staff - 1 shared activity type - 瑞穗證券亞洲有限公司