Lap San Raymond Chan
陳立燊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap San Raymond Chan (陳立燊), a licensed former licensee with CE reference AQH361. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Atlantis Investment Management Limited 西京投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-19 | 2021-06-30 |
| Atlantis Investment Management Limited 西京投資管理有限公司 |
Rep | Type 9 — Asset management | 2018-06-19 | 2021-06-30 |
| Auspicious Capital Management Limited 喜兆資產管理有限公司 |
RO | Type 9 — Asset management | 2016-09-30 | 2018-05-31 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-24 | 2016-02-14 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-09-24 | 2016-02-14 |
| D.B. Zwirn Asia Partners Limited |
Rep | Type 1 — Dealing in securities | 2008-01-15 | 2008-12-31 |
| D.B. Zwirn Asia Partners Limited |
Rep | Type 4 — Advising on securities | 2008-01-15 | 2008-12-31 |