Stifel Hong Kong Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stifel Hong Kong Limited ( ), a Hong Kong-based licensed corporation with CE reference AXI275. Currently licensed for regulated activity type(s) 1 - Dealing in securities. Current licensed staff on file: 5 (total recorded over time: 21). Earliest licence on file: 2011-10-20.
- Registered address:
- Room 1501, New World Tower One, 16-18 Queen's Road Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2011-10-20 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (21)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Jung-Su Kim | RO 1 Rep 1 | 2019-06 | Present |
| Jonathan Lee 李嘉爵 | RO 1 | 2022-01 | Present |
| Jason Kwan Lun Yeung 楊崑崙 | RO 1 Rep 1 | 2022-05 | Present |
| Lok Yiu Kelly Yeung 楊樂堯 | Rep 1 | 2022-02 | Present |
| Yihan Zhu 朱亦涵 | Rep 1 | 2020-12 | Present |
| Jingjing Bai 白晶晶 | RO 1 | 2011-10 | 2014-01 |
| Jackson Wai Kwok Chan 陳維國 | RO 1 Rep 1 | 2014-04 | 2020-08 |
| Jeffrey Judson Eaton | RO 1 | 2022-02 | 2022-08 |
| Raghav Kaushik | RO 1 Rep 1 | 2018-06 | 2025-11 |
| Julian Ogden Kurz | RO 1 Rep 1 | 2012-10 | 2021-10 |
| Christopher Paul Lerner | RO 1 Rep 1 | 2012-04 | 2020-10 |
| David Maddux Love | RO 1 | 2011-10 | 2015-07 |
| Jing Yang 楊婧 | RO 1 Rep 1 | 2017-09 | 2022-12 |
| Thomas Ka Ming Yu 余家明 | RO 1 Rep 1 | 2019-03 | 2021-12 |
| Haw Rer Au Yong 歐陽浩日 | Rep 1 | 2019-05 | 2021-04 |
| Sui Na Lois Chan 陳穗娜 | Rep 1 | 2015-09 | 2015-12 |
| Kevin Jia Huang | Rep 1 | 2021-05 | 2021-08 |
| Juliana Wing Chi Lai 黎泳芝 | Rep 1 | 2012-08 | 2017-05 |
| Bradford Morimura Sunderland 苏晓德 | Rep 1 | 2019-07 | 2020-12 |
| Ye Tian 田野 | Rep 1 | 2017-08 | 2018-02 |
| Robin Noah Tyrangiel | Rep 1 | 2013-01 | 2018-09 |
Showing 1–21 of 21
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 - 1654 staff - 1 shared activity type - 中國國際金融香港證券有限公司
CLSA Limited
CE AAB893 - 1391 staff - 1 shared activity type - 中信里昂證券有限公司
Morgan Stanley Asia Limited
CE AAD291 - 910 staff - 1 shared activity type - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 896 staff - 1 shared activity type - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 851 staff - 1 shared activity type - 華泰金融控股(香港)有限公司
Nomura International (Hong Kong) Limited
CE AAF742 - 545 staff - 1 shared activity type - 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 - 461 staff - 1 shared activity type - 花旗環球金融亞洲有限公司
KGI Asia Limited
CE BKJ214 - 438 staff - 1 shared activity type - 凱基證券亞洲有限公司