Sui Na Lois Chan
陳穗娜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sui Na Lois Chan (陳穗娜), a licensed former licensee with CE reference AYJ257. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stifel Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2015-09-21 | 2015-12-23 |
| Emerald Hill Capital Partners Limited 翠山基金投資有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-14 | 2014-08-31 |
| Emerald Hill Capital Partners Limited 翠山基金投資有限公司 |
Rep | Type 9 — Asset management | 2011-11-14 | 2014-08-31 |