D. Yau and Company Limited

達優顧問有限公司

CE No. AKO489 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for D. Yau and Company Limited (達優顧問有限公司), a Hong Kong-based licensed corporation with CE reference AKO489. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 3 (total recorded over time: 9). Earliest licence on file: 2004-08-13.
Category:: Sell side · Brokerage ?
Registered address:: 3410 Jardine House, 1 Connaught Place, Central
Website:
LinkedIn:

Activity	From	To
Type 1 - Dealing in securities	2012-02-24	present
Type 4 - Advising on securities	2004-08-13	present

- Total licensed staff, all activities

Active on date RO only

Name	Activities	First licensed	To
Yuk Foon Tang 鄧玉歡	RO 1, 4 Rep 4	2004-12	Present
David Tak Cheung Yau 游德祥	RO 1, 4	2004-08	Present
Miu Kuen Cheung 張妙娟	Rep 1, 4	2013-04	Present
Sin Yu Chan 陳善如	Rep 1, 4	2012-07	2013-06
Wah Man Cheung 張華敏	Rep 1, 4	2011-05	2012-07
Hiu Tung Wong 黃曉彤	Rep 4	2009-09	2011-02
Gloria Lai Ping Leung 梁麗平	Rep 4	2010-02	2010-09
Suk Yin Ma 馬淑賢	Rep 4	2009-09	2009-12
Yin Ping Ho 何燕萍	RO 4 Rep 4	2004-08	2009-05