Gloria Lai Ping Leung
梁麗平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gloria Lai Ping Leung (梁麗平), a licensed former licensee with CE reference ANK512. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-09 | 2014-09-08 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2014-06-09 | 2014-09-08 |
| D. Yau and Company Limited 達優顧問有限公司 |
Rep | Type 4 — Advising on securities | 2010-02-24 | 2010-09-01 |
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-30 | 2007-06-09 |
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-08-30 | 2007-06-09 |