WAG Financial Services Group Limited

華高金融服務有限公司
CE No. AIC880 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for WAG Financial Services Group Limited (華高金融服務有限公司), a Hong Kong-based licensed corporation with CE reference AIC880. Current licensed staff on file: 0 (total recorded over time: 10).

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 4 - Advising on securities Pre-2003 2006-12-19
Type 6 - Advising on corporate finance Pre-2003 2006-12-19

Licensed staff trend

- Total licensed staff, all activities
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Licensed staff (all-time) (10)

Active on date
Name Activities First licensed To
Pauline Du 杜蕙林 Rep 4, 6 2005-01 2006-11
Phyllis Man Yu Tsoi 蔡敏如 Rep 4, 6 2004-08 2006-11
King Fai Tsui 徐景輝 RO 4, 6 Pre-2003 2006-11
Yiu Wa Alec Tsui 徐耀華 RO 4, 6 Pre-2003 2006-11
Thomas Pui Yin Pang 彭沛然 RO 4, 6 Pre-2003 2005-10
Shirley Wai Man Poon 潘惠敏 Rep 4, 6 2003-04 2004-12
Ming Lou 劉明 RO 6 Rep 4 2004-07 2004-08
Gary Kin Kwong Kwok 郭建江 Rep 4, 6 2004-01 2004-02
Dexter Tak Yin Tao 陶德賢 Rep 4, 6 Pre-2003 2003-09
Po Yuk Leung 梁寶玉 Rep 4, 6 2003-04 2003-07
Showing 1–10 of 10

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