WAG Financial Services Group Limited
華高金融服務有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for WAG Financial Services Group Limited (華高金融服務有限公司), a Hong Kong-based licensed corporation with CE reference AIC880. Current licensed staff on file: 0 (total recorded over time: 10).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | Pre-2003 | 2006-12-19 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2006-12-19 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (10)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Pauline Du 杜蕙林 | Rep 4, 6 | 2005-01 | 2006-11 |
| Phyllis Man Yu Tsoi 蔡敏如 | Rep 4, 6 | 2004-08 | 2006-11 |
| King Fai Tsui 徐景輝 | RO 4, 6 | Pre-2003 | 2006-11 |
| Yiu Wa Alec Tsui 徐耀華 | RO 4, 6 | Pre-2003 | 2006-11 |
| Thomas Pui Yin Pang 彭沛然 | RO 4, 6 | Pre-2003 | 2005-10 |
| Shirley Wai Man Poon 潘惠敏 | Rep 4, 6 | 2003-04 | 2004-12 |
| Ming Lou 劉明 | RO 6 Rep 4 | 2004-07 | 2004-08 |
| Gary Kin Kwong Kwok 郭建江 | Rep 4, 6 | 2004-01 | 2004-02 |
| Dexter Tak Yin Tao 陶德賢 | Rep 4, 6 | Pre-2003 | 2003-09 |
| Po Yuk Leung 梁寶玉 | Rep 4, 6 | 2003-04 | 2003-07 |
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