Gary Kin Kwong Kwok
郭建江
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gary Kin Kwong Kwok (郭建江), a licensed former licensee with CE reference AGO079. This person has 0.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 4 - Advising on securities | 2004-01-21 | 2004-02-10 |
| WAG Financial Services Group Limited 華高金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2004-01-21 | 2004-02-10 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-01-21 | 2004-02-10 |
| WAG Financial Services Group Limited 華高金融服務有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-01-21 | 2004-02-10 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-05-17 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Gary Kin Kwong Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.