Thomas Pui Yin Pang
彭沛然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Pui Yin Pang (彭沛然), a licensed former licensee with CE reference AIC881. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Link Asset Management Limited 領展資產管理有限公司 |
Rep | Type 9 — Asset management | 2006-04-07 | 2007-02-14 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
RO | Type 4 — Advising on securities | 2003-11-27 | 2005-10-15 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
RO | Type 6 — Advising on corporate finance | 2003-11-27 | 2005-10-15 |
| WAG Financial Services Group Limited 華高金融服務有限公司 |
RO | Type 4 — Advising on securities | present | 2005-10-15 |
| WAG Financial Services Group Limited 華高金融服務有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-10-15 |