Dexter Tak Yin Tao
陶德賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dexter Tak Yin Tao (陶德賢), a licensed former licensee with CE reference AFM505. This person has 9.7 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-07-17 | 2013-04-27 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-07-17 | 2013-04-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2007-07-17 | 2013-04-27 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2007-07-17 | 2013-04-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2007-07-04 | 2013-04-27 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2007-07-04 | 2013-04-27 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 |
RO | Type 6 - Advising on corporate finance | 2007-03-02 | 2007-06-23 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2003-12-01 | 2007-01-01 |
| WAG Financial Services Group Limited 華高金融服務有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-20 |
| WAG Financial Services Group Limited 華高金融服務有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dexter Tak Yin Tao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.