Cape Asset Management Limited
海角資產管理有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cape Asset Management Limited (海角資產管理有限公司), a Hong Kong-based licensed corporation with CE reference ADJ150. Current licensed staff on file: 0 (total recorded over time: 13). Earliest licence on file: 2006-05-23.
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | Pre-2003 | 2024-03-13 |
| Type 5 - Advising on futures contracts | 2006-05-23 | 2024-03-13 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2014-10-15 |
| Type 9 - Asset management | Pre-2003 | 2024-03-13 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (13)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Franklin Pak Wah Kam 金百華 | RO 4, 9 Rep 4, 9 | 2011-07 | 2024-03 |
| Pui Leung Lo 羅霈良 | RO 4, 5, 9 Rep 9 | 2005-12 | 2024-03 |
| Masahiko Yamamoto | RO 4, 5, 6, 9 | Pre-2003 | 2024-03 |
| Sai Ching Chan 陳世清 | Rep 4, 5, 6, 9 | 2005-07 | 2024-01 |
| Masato Fukunaga 福永真人 | RO 4, 5, 6, 9 | 2005-06 | 2016-12 |
| Yan Li 李燕 | Rep 4, 9 | 2008-12 | 2016-02 |
| Man Wai Leung 梁文偉 | Rep 4, 5, 6, 9 | 2005-09 | 2011-05 |
| Fara Yuen Ling Kay 紀婉玲 | Rep 4, 5, 9 | 2008-02 | 2011-05 |
| Tze Man Chan 陳子敏 | Rep 4, 5, 9 | 2009-02 | 2010-07 |
| Shinya Fujiwara 藤原伸哉 | RO 4, 5, 6, 9 | 2005-06 | 2009-08 |
| Kenju Ogyu 荻生謙樹 | RO 4, 6 | 2007-12 | 2008-04 |
| Lap Kwan Chan 陳立群 | Rep 4, 5, 6, 9 | 2005-07 | 2008-04 |
| King Hang Tong 湯景恆 | RO 4, 6, 9 | 2005-06 | 2005-07 |
Showing 1–13 of 13