Lap Kwan Chan
陳立群
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Kwan Chan (陳立群), a licensed former licensee with CE reference AGK699. This person has 11.2 years of SFC licence history. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-07-29 | 2014-09-10 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 9 - Asset management | 2008-07-29 | 2014-09-10 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-01-12 | 2008-04-25 |
| Cape Asset Management Limited 海角資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2007-01-12 | 2008-04-25 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2007-01-12 | 2008-04-25 |
| Cape Asset Management Limited 海角資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-07-11 | 2008-04-25 |
| Cape Asset Management Limited 海角資產管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-07-11 | 2008-04-25 |
| Cape Asset Management Limited 海角資產管理有限公司 |
Rep | Type 9 - Asset management | 2005-07-11 | 2008-04-25 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-04-25 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2008-04-25 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2008-04-25 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2008-04-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lap Kwan Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.