Pui Leung Lo
羅霈良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Leung Lo (羅霈良), a licensed former licensee with CE reference AAD940. This person has 20.9 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cape Asset Management Limited 海角資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2006-08-09 | 2024-03-07 |
| Cape Asset Management Limited 海角資產管理有限公司 |
RO | Type 4 - Advising on securities | 2006-02-23 | 2024-03-07 |
| Cape Asset Management Limited 海角資產管理有限公司 |
RO | Type 9 - Asset management | 2006-02-23 | 2024-03-07 |
| Cape Asset Management Limited 海角資產管理有限公司 |
Rep | Type 9 - Asset management | 2005-12-09 | 2006-02-23 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 - Asset management | 2005-08-19 | 2005-12-01 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-08-19 |
| Allianz Global Investors Hong Kong Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2005-01-31 |
| Allianz Global Investors Hong Kong Limited | RO | Type 5 - Advising on futures contracts | Pre-2003 | 2005-12-01 |
| Allianz Global Investors Hong Kong Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-31 |
| Allianz Global Investors Hong Kong Limited | RO | Type 9 - Asset management | Pre-2003 | 2005-08-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Leung Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.