Yan Li
李燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Li (李燕), a licensed former licensee with CE reference ARW637. This person has 7.2 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-12-18 | 2016-02-19 |
| Cape Asset Management Limited 海角資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-12-18 | 2016-02-19 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2008-12-18 | 2016-02-19 |
| Cape Asset Management Limited 海角資產管理有限公司 |
Rep | Type 9 - Asset management | 2008-12-18 | 2016-02-19 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 9 - Asset management | 2008-12-18 | 2016-02-19 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Sai Ching Chan | Cape Asset Management Limited | 2008–2016 |
| Masato Fukunaga | Cape Asset Management Limited | 2008–2016 |
| Masahiko Yamamoto | Cape Asset Management Limited | 2008–2016 |
| Pui Leung Lo | Cape Asset Management Limited | 2008–2016 |
| Franklin Pak Wah Kam | Cape Asset Management Limited | 2011–2016 |
| Tze Man Chan | Cape Asset Management Limited | 2009–2010 |
| Fara Yuen Ling Kay | Cape Asset Management Limited | 2008–2011 |
| Man Wai Leung | Cape Asset Management Limited | 2008–2011 |
| Shinya Fujiwara | Cape Asset Management Limited | 2008–2009 |