Masahiko Yamamoto
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Masahiko Yamamoto ( ), a licensed former licensee with CE reference ABG936. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2006-05-23 | 2017-07-24 |
| Cape Asset Management Limited 海角資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2006-05-23 | 2024-03-07 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2006-05-23 | 2017-07-07 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2017-08-10 |
| Cape Asset Management Limited 海角資產管理有限公司 |
RO | Type 4 — Advising on securities | present | 2024-03-07 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
RO | Type 4 — Advising on securities | present | 2017-08-10 |
| Cape Asset Management Limited 海角資產管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2014-10-15 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2014-10-15 |
| Cape Asset Management Limited 海角資產管理有限公司 |
RO | Type 9 — Asset management | present | 2024-03-07 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
RO | Type 9 — Asset management | present | 2017-08-10 |