ACM Asia Limited

CE No. AAJ958 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ACM Asia Limited, a Hong Kong-based licensed corporation with CE reference AAJ958. Currently licensed for regulated activity type(s) 4 - Advising on securities; 6 - Advising on corporate finance; 9 - Asset management. Current licensed staff on file: 2 (total recorded over time: 5).
Category:: Buyside · Wealth management ?
Registered address:: 22nd Floor, 3 Lockhart Road, Wanchai
Website:
LinkedIn:

Activity	From	To
Type 4 - Advising on securities	Pre-2003	present
Type 6 - Advising on corporate finance	Pre-2003	present
Type 9 - Asset management	Pre-2003	present

- Total licensed staff, all activities

Active on date RO only

Name	Activities	First licensed	To
Louis McDaniel Bowen	RO 4, 6, 9	Pre-2003	Present
James Desmond Collins-Taylor	RO 4, 6, 9	Pre-2003	Present
Kent Sanford Moser	Rep 4	2011-08	2011-11
Ronie Yun Chung Cheng 鄭潤聰	RO 6, 9 Rep 4, 6, 9	2004-08	2008-09
Roderick McEwan Dickson	RO 6, 9	2005-09	2006-04