Hang Seng Bank Limited

恒生銀行
CE No. AAH297 Registered institution Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hang Seng Bank Limited (恒生銀行), a Hong Kong-based registered institution with CE reference AAH297. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 7 - Providing automated trading services; 9 - Asset management. Current licensed staff on file: 0 (total recorded over time: 0).

Category:
Registered address:
83 Des Voeux Road Central
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities Pre-2003 present
Type 4 - Advising on securities Pre-2003 present
Type 7 - Providing automated trading services Pre-2003 present
Type 9 - Asset management Pre-2003 present
Type 6 - Advising on corporate finance Pre-2003 2004-10-14

Licensed staff trend

- Total licensed staff, all activities

Licensed staff (all-time) (0)
Active on date

Name Activities First licensed To
No staff history on file.

Other Hong Kong SFC firms with overlapping regulated activities

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 851 staff - 4 shared activity types - 華泰金融控股(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 - 324 staff - 4 shared activity types - 輝立證券(香港)有限公司

Futu Securities International (Hong Kong) Limited

CE AZT137 - 193 staff - 4 shared activity types - 富途證券國際(香港)有限公司

Chief Securities Limited

CE BWN872 - 119 staff - 4 shared activity types - 致富證券有限公司

Aden Financial Group Limited

CE BMO727 - 12 staff - 4 shared activity types - 亞丁金融集團有限公司

Hafoo Securities Limited

CE ATR761 - 9 staff - 4 shared activity types - 哈富證券有限公司

UBS AG

CE AEP554 - 0 staff - 4 shared activity types -

CLSA Limited

CE AAB893 - 1391 staff - 3 shared activity types - 中信里昂證券有限公司

Related