Yik Wa Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yik Wa Lam (林奕華), a licensed Responsible Officer with CE reference AWH855. Currently licensed at 1 firm(s): Victoria Harbour Securities International Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.1 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Victoria Harbour Securities International Limited 維港証券國際有限公司 |
RO | Type 1 - Dealing in securities | 2020-04-28 | present |
| Victoria Harbour Securities International Limited 維港証券國際有限公司 |
RO | Type 4 - Advising on securities | 2020-04-28 | present |
| Victoria Harbour Securities International Limited 維港証券國際有限公司 |
RO | Type 9 - Asset management | 2019-12-06 | present |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
RO | Type 1 - Dealing in securities | 2018-06-28 | 2019-11-22 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
RO | Type 4 - Advising on securities | 2018-06-28 | 2019-11-22 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
Rep | Type 4 - Advising on securities | 2017-01-26 | 2018-06-28 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
Rep | Type 9 - Asset management | 2017-01-26 | 2019-11-22 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-16 | 2018-06-28 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-13 | 2017-01-11 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-23 | 2016-06-30 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-18 | 2012-11-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yik Wa Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.