Ashok Narsimhan Sekar
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ashok Narsimhan Sekar ( ), a licensed former licensee with CE reference AVA502. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2024-04-15 | 2025-09-16 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2024-04-15 | 2025-09-16 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 9 — Asset management | 2024-04-15 | 2025-09-16 |
| AS Capital Limited |
Rep | Type 1 — Dealing in securities | 2022-01-27 | 2022-04-01 |
| Vantage Capital Markets HK Limited | Rep | Type 1 — Dealing in securities | 2018-04-03 | 2021-02-28 |
| Vantage Capital Markets HK Limited | Rep | Type 2 — Dealing in futures contracts | 2018-04-03 | 2021-02-28 |
| Parry International Trading Limited | Rep | Type 1 — Dealing in securities | 2012-08-03 | 2013-11-07 |
| Parry International Trading Limited | Rep | Type 1 — Dealing in securities | 2011-06-03 | 2011-07-18 |
| T.F.S. Derivatives HK Limited | Rep | Type 1 — Dealing in securities | 2010-04-23 | 2010-11-30 |
| T.F.S. Derivatives HK Limited | Rep | Type 2 — Dealing in futures contracts | 2010-04-23 | 2010-11-30 |