Regina Chi Kwan Lau
劉芷君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Regina Chi Kwan Lau (劉芷君), CE reference BNP805. Currently licensed at 2 firm(s): Merrill Lynch Far East Limited, Merrill Lynch (Asia Pacific) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2021-07-22 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2021-07-05 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2021-07-05 | present |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-10 | 2021-04-04 |