Kun Yao
姚昆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kun Yao (姚昆), a licensed Representative with CE reference BEA915. Currently licensed at 1 firm(s): BNP Paribas Securities (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-10-24 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-10-24 | present |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-13 | 2022-02-01 |
| Point72 Hong Kong Limited | Rep | Type 9 - Asset management | 2014-08-25 | 2018-03-05 |