Ho Yin Horace Yau
邱浩研
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yin Horace Yau (邱浩研), a licensed former licensee with CE reference BNH224. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 7 - Providing automated trading services | 2022-08-02 | 2026-04-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2018-07-31 | 2026-04-14 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-31 | 2026-04-14 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-07-31 | 2026-04-14 |