Pauline Pui-Han Ng
吳佩嫻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pauline Pui-Han Ng (吳佩嫻), CE reference BKQ278. Currently licensed at 1 firm(s): CITIC Securities International Global Markets Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-18 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-18 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-01 | 2019-04-04 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-01 | 2019-04-04 |