Siying Li
李思瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siying Li (李思瑩), a licensed Representative with CE reference BHU352. Currently licensed at 2 firm(s): Goldman Sachs (Asia) L.L.C., Goldman Sachs (Asia) Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 7 - Providing automated trading services. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2023-02-10 | present |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-02-10 | present |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-02-10 | present |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 7 - Providing automated trading services | 2023-02-10 | present |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2019-08-15 | 2022-11-11 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-08-06 | 2022-11-11 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-05-28 | 2018-06-02 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-05-07 | 2018-05-25 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-07-18 | 2016-10-15 |