Lydie Marie Berget
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lydie Marie Berget ( ), a licensed former licensee with CE reference BGI613. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2021-05-24 | 2023-03-31 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2021-05-24 | 2023-03-31 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2021-05-24 | 2023-03-31 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2021-05-24 | 2023-03-31 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2020-02-24 | 2021-02-20 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-02-24 | 2021-02-20 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-02-24 | 2021-02-20 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-11 | 2019-11-01 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-09-11 | 2019-11-01 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-16 | 2017-06-26 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-10-16 | 2017-06-26 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2015-10-16 | 2017-06-26 |