Polly Yim Ping Lau
劉豔萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Polly Yim Ping Lau (劉豔萍), a licensed former licensee with CE reference BHF290. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-03 | 2019-10-07 |
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-03 | 2019-10-07 |