Pui Yu Chiu
趙沛宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Yu Chiu (趙沛宇), a licensed former licensee with CE reference AQF575. This person has 13.9 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 4 - Advising on securities | 2020-10-29 | 2022-08-31 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 4 - Advising on securities | 2018-04-10 | 2020-10-29 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 9 - Asset management | 2018-04-10 | 2022-08-31 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 1 - Dealing in securities | 2016-12-28 | 2022-08-31 |
| Arta Global Futures Limited 裕承環球期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-12-28 | 2022-08-31 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-24 | 2016-12-28 |
| Arta Global Futures Limited 裕承環球期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-10-24 | 2016-12-28 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-28 | 2016-10-12 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-07-28 | 2016-10-12 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-01-13 | 2016-06-24 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-01-13 | 2016-06-24 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-02-27 | 2016-01-13 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-02-27 | 2016-01-13 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-02-27 | 2015-11-11 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-15 | 2014-02-16 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-11-15 | 2014-02-16 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-01-11 | 2010-06-18 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-30 | 2010-06-18 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-10 | 2009-12-01 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-12-31 | 2009-01-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Yu Chiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.