Yu Liu
劉宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Liu (劉宇), CE reference BFW672. Currently licensed at 1 firm(s): First Seafront Asset Management Limited. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Seafront Asset Management Limited 前海國際基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-11-14 | present |
| First Seafront Asset Management Limited 前海國際基金管理有限公司 |
RO | Type 4 — Advising on securities | 2023-11-14 | present |
| First Seafront Asset Management Limited 前海國際基金管理有限公司 |
RO | Type 9 — Asset management | 2023-11-14 | present |
| First Seafront Asset Management Limited 前海國際基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-09-29 | 2023-11-14 |
| First Seafront Asset Management Limited 前海國際基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-09-29 | 2023-11-14 |
| First Seafront Asset Management Limited 前海國際基金管理有限公司 |
Rep | Type 9 — Asset management | 2023-09-29 | 2023-11-14 |
| FXG Asset Management Limited 恒峰资产管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-22 | 2023-09-18 |
| FXG Asset Management Limited 恒峰资产管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-22 | 2023-09-18 |
| FXG Asset Management Limited 恒峰资产管理有限公司 |
Rep | Type 9 — Asset management | 2023-03-22 | 2023-09-18 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-25 | 2023-02-24 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-25 | 2023-02-24 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-11 | 2023-02-24 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2021-06-11 | 2023-02-24 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 9 — Asset management | 2021-06-11 | 2023-02-24 |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-10 | 2021-06-04 |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-10-10 | 2021-06-04 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-30 | 2017-09-27 |
| SIIC Capital (Hong Kong) Investment Management Company Limited 上實資本(香港)投资管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-27 | 2016-08-15 |
| SIIC Capital (Hong Kong) Investment Management Company Limited 上實資本(香港)投资管理有限公司 |
Rep | Type 9 — Asset management | 2015-07-27 | 2016-08-15 |