Chiu Ting Kwok
郭昭廷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiu Ting Kwok (郭昭廷), CE reference BEN180. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sky Wealth Asset Management Company Limited 天富資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-11-03 | 2024-01-15 |
| Sky Wealth Asset Management Company Limited 天富資產管理有限公司 |
RO | Type 9 — Asset management | 2022-11-03 | 2024-01-15 |
| BG Capital Management (Asia) Limited 柏治資本管理（亞洲）有限公司 |
RO | Type 4 — Advising on securities | 2021-12-14 | 2022-06-06 |
| BG Capital Management (Asia) Limited 柏治資本管理（亞洲）有限公司 |
RO | Type 9 — Asset management | 2021-12-14 | 2022-06-06 |
| China-Hong Kong Link Securities Company Limited 中港通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-24 | 2021-10-29 |
| Hao Tian International Securities Limited 昊天國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-18 | 2019-12-23 |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-07-18 | 2019-12-23 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 9 — Asset management | 2017-10-12 | 2019-04-30 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-11 | 2019-04-30 |