Ka Lam Ng
吳嘉琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lam Ng (吳嘉琳), a licensed former licensee with CE reference AQE873. This person has 9.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oakwise Capital Management Limited 瑞橡資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-01-14 | 2022-10-14 |
| Oakwise Capital Management Limited 瑞橡資本管理有限公司 |
Rep | Type 9 - Asset management | 2021-01-14 | 2022-10-14 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-30 | 2016-01-18 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2007-12-27 | 2016-01-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Lam Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.