Yu Tian
田雨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Tian (田雨), a licensed Representative with CE reference BDX197. Currently licensed at 1 firm(s): MaiCapital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.5 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MaiCapital Limited | Rep | Type 4 - Advising on securities | 2024-06-24 | present |
| MaiCapital Limited | Rep | Type 9 - Asset management | 2024-06-24 | present |
| CNCBI Asset Management Limited 信銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-08-08 | 2021-07-12 |
| CNCBI Asset Management Limited 信銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-08-08 | 2021-07-12 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-03-03 | 2019-06-28 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-03-03 | 2019-06-28 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-07-31 | 2016-10-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yu Tian during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.