Kwok Wai Chan
陳國威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wai Chan (陳國威), a licensed Responsible Officer with CE reference BCW251. Currently licensed at 1 firm(s): Nautilus Trek Capital Management Company Limited. Active regulated activities: Type 9 - Asset management. This person has 9.5 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nautilus Trek Capital Management Company Limited 鸚鵡螺資本管理有限公司 |
RO | Type 9 - Asset management | 2026-06-16 | present |
| BLS Capital Limited 百翱資本有限公司 |
RO | Type 4 - Advising on securities | 2025-01-03 | 2026-03-11 |
| BLS Capital Limited 百翱資本有限公司 |
RO | Type 9 - Asset management | 2025-01-03 | 2026-03-11 |
| BLS Capital Limited 百翱資本有限公司 |
Rep | Type 9 - Asset management | 2024-01-02 | 2025-01-03 |
| Rhine Asset Management Company Limited 萊茵資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-04-26 | 2023-12-29 |
| Rhine Asset Management Company Limited 萊茵資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-04-26 | 2023-12-29 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-08-17 | 2022-11-30 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
RO | Type 9 - Asset management | 2021-08-17 | 2022-11-30 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-07-30 | 2021-08-17 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-07-30 | 2021-08-17 |
| Kirin Securities Limited 麒麟證券有限公司 |
RO | Type 4 - Advising on securities | 2021-03-30 | 2021-07-23 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
RO | Type 9 - Asset management | 2021-03-30 | 2021-07-23 |
| Kirin Securities Limited 麒麟證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-15 | 2021-03-30 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-03-15 | 2021-03-30 |
| Seeds International Asset Management Limited 思源國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-04-18 | 2021-01-31 |
| Seeds International Asset Management Limited 思源國際資產管理有限公司 |
RO | Type 9 - Asset management | 2019-04-18 | 2021-01-31 |
| Fortune Max International Asset Management Limited 佳鑫國際資產管理有限公司 |
RO | Type 9 - Asset management | 2018-04-12 | 2018-06-15 |
| Fortune Max International Asset Management Limited 佳鑫國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-09-26 | 2018-04-12 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 9 - Asset management | 2015-11-02 | 2016-08-11 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2014-02-27 | 2015-09-25 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-02-27 | 2015-09-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Wai Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.