Xuan Li
李璇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xuan Li (李璇), a licensed former licensee with CE reference BCQ596. This person has 0.7 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-08-12 | 2014-11-13 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-04-30 | 2014-07-03 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-02-10 | 2014-07-03 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-02-10 | 2014-07-03 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Xuan Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.