Kesava Rajat Panikkar
斑徭畯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kesava Rajat Panikkar (斑徭畯), CE reference AVQ218. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Red Sun Capital Limited 紅日資本有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-10 | 2022-10-07 |
| Red Sun Capital Limited 紅日資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-08-10 | 2022-10-07 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 1 — Dealing in securities | 2017-04-26 | 2018-06-30 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-04-26 | 2018-06-30 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-03 | 2017-04-26 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-03-03 | 2017-04-26 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-06-25 | 2016-09-05 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-06-25 | 2016-09-05 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-06-25 | 2016-09-05 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-16 | 2014-06-25 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-16 | 2014-06-25 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-03 | 2013-02-07 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-07-03 | 2013-02-07 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-06 | 2012-06-30 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-08-06 | 2012-06-30 |