Jia Ning Phua
潘家寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jia Ning Phua (潘家寧), CE reference AZC814. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-30 | 2025-02-18 |
| EIG Global Energy (Asia) Limited 國際能源(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-04 | 2021-09-29 |
| EIG Global Energy (Asia) Limited 國際能源(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-09 | 2021-09-29 |
| EIG Global Energy (Asia) Limited 國際能源(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2015-03-09 | 2021-09-29 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-04-30 | 2015-01-09 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-15 | 2015-01-09 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-15 | 2015-01-09 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2012-03-16 | 2012-08-28 |