Chen Yei Siew
蕭勁毅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen Yei Siew (蕭勁毅), CE reference AUL981. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ZACD Financial Group Limited |
RO | Type 1 — Dealing in securities | 2016-12-02 | 2022-04-29 |
| ZACD Financial Group Limited |
RO | Type 4 — Advising on securities | 2016-12-02 | 2022-04-29 |
| ZACD Financial Group Limited |
RO | Type 6 — Advising on corporate finance | 2016-12-02 | 2022-04-29 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-04-30 | 2015-10-31 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-15 | 2015-10-31 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-15 | 2015-10-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-05 | 2012-09-21 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-01-05 | 2012-09-21 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-01-05 | 2012-09-21 |