Wan Ting Law
羅穩庭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wan Ting Law (羅穩庭), a licensed former licensee with CE reference BFJ078. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Boman Capital (Hong Kong) Limited 博滿資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-03-27 | 2024-11-01 |
| Boman Capital (Hong Kong) Limited 博滿資本(香港)有限公司 |
RO | Type 9 — Asset management | 2024-03-27 | 2024-11-01 |
| Boman Capital (Hong Kong) Limited 博滿資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-02-21 | 2024-03-27 |
| Boman Capital (Hong Kong) Limited 博滿資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2024-02-21 | 2024-03-27 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-02-26 | 2022-03-16 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-02-02 | 2022-03-16 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-11-25 | 2021-02-02 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-14 | 2019-11-25 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 9 — Asset management | 2015-06-25 | 2019-09-20 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-05 | 2019-09-20 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-05 | 2019-09-20 |