Yan Sui
隋艷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Sui (隋艷), a licensed former licensee with CE reference BDQ954. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Greentech Technology Asset Management Company Limited 綠科科技資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-12-08 | 2024-03-14 |
| Greentech Technology Asset Management Company Limited 綠科科技資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-02-15 | 2024-03-14 |
| Greentech Technology Asset Management Company Limited 綠科科技資產管理有限公司 |
RO | Type 9 — Asset management | 2023-02-15 | 2024-03-14 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2017-12-29 | 2020-03-31 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
RO | Type 4 — Advising on securities | 2017-12-29 | 2020-03-31 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
RO | Type 9 — Asset management | 2017-12-29 | 2020-03-31 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 9 — Asset management | 2015-06-25 | 2017-12-29 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-30 | 2017-12-29 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2014-07-30 | 2017-12-29 |