Edward Peter Keating
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edward Peter Keating ( ), a licensed former licensee with CE reference BHQ307. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2024-03-08 | 2024-03-15 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2024-03-08 | 2024-03-15 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2019-07-26 | 2019-07-29 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2019-07-26 | 2019-07-29 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2017-07-24 | 2017-07-28 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2017-07-24 | 2017-07-28 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2016-06-20 | 2016-06-27 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2016-06-20 | 2016-06-27 |